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Are investment advisors regulated?

Registered investment advisors are regulated by the government, unlike some other types of financial professionals. Several of the titles financial professionals go by, such as “financial advisor,” “investment manager” or “wealth manager” are not regulated.

What is a Registered Investment Advisor (RIA)?

Registered investment advisors (RIAs) are financial professionals or companies that can give you personalized investment advice and help with most financial topics. Registered investment advisors are regulated by the government, unlike some other types of financial professionals.

What is the difference between investment advisors and financial advisors?

Whereas investment advisors must put clients’ interests first, financial advisors – a term that often refers to various investment professionals, such as money managers, stockbrokers and insurance agents, among others – are held to a less stringent standard.

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Risk warning: Digital asset trading is an emerging industry with bright prospects, but it also comes with huge risks as it is a new market. The risk is especially high in leveraged trading since leverage magnifies profits and amplifies risks at the same time. Please make sure you have a thorough understanding of the industry, the leveraged trading models, and the rules of trading before opening a position. Additionally, we strongly recommend that you identify your risk tolerance and only accept the risks you are willing to take. All trading involves risks, so you must be cautious when entering the market.

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